ʊɧʇɸʒɸ-ʂʞɮɯʃɸ ʂʌʇɧ ɳʞʃɯ ɶɧʂɧʃɧʍɸ ʂʞɮɯʃɸɯʊ
DEOM Jean-Marc, SALA Renato
Laboratory of Geoarchaeology, Kazakh Scientięc Research Institute
on Problems of the Cultural Heritage of Nomads, Almaty
Geoarchaeologists
GEOGRAPHICAL, PALEOECOLOGICAL AND SOCIOPOLITICAL FACTORS
OF THE AREAL DISTRIBUTION OF THE SAKA KURGANS OF SEMIRECHIE
Introduction
Today there is a growing concern for the protection, conservation and exhibition of
Saka kurgan complexes, particularly around main towns like Almaty, Taraz, Chimkent
and Astana. The action is not always accompanied by the understanding of the reasons
of the specięc location of the funerary complexes, and generally doesn’t care about the
safeguard of the landscape context.
A beĴer understanding of the function and the location of clusters of Saka kurgans
will eventually promote awareness of the indissoluble relation existing between tombs,
their archaeological context, their natural surrounding, and their socio-political meaning
and use; and will support the implementation of more advanced conservation projects.
This article presents the outlines of an exemplary analysis of the locational paĴerns
of the kurgans of Semirechie, at the light of paleoclimatic reconstructions and paleo-
ecological considerations, based on GPS and thematic maps.
1 - Geoarchaeological analysis of Iron Age landscape contexts in Semirechie
Like (possibly) the names “Scythian” and “Saka” and (surely) the concept of
“nomadism”, the study and reconstruction of the origin and development of the nomadic
societies of the Eurasian steppes is largely the product of views and projections by part
of “seĴled societies”. Hidden standpoints provide the theoretical frame for a growing
number of abstract models concerning the social structure of mobile steppe pastoralists,
their interaction with neighbor agrarian societies, their complex historical development
and stages. WriĴen sources, archaeological ęndings and ethnographic accounts, which
constitute the data base from which wide inferences are extrapolated, very oĞen represent
a scanty support when compared with the size of the pretended reconstruction.
The resulting interpretations are most oĞen characterized by two kinds of abstraction
that end up by becoming structural distortions: the environmental and economical
substratum is ignored, and global reconstructions are privileged against the study of
regional realities. The opposite of these abstract approaches (or at least complementary to
them) is the analysis of the human paleo-ecology of a specięc region as background of the
study and interpretation of local archaeological complexes.
A ęrst complex and systematic study of the Iron Age culture of Semirechie has been
implemented in the early 1990’s by C. Chang, who applied her researches to the economic
life style of the Saka of Semirechie by surveying the entire Talgar alluvial fan and partially
excavating some seĴlements of the same hydro-economical unit (in the western Talgar
alluvial fan and in the upper Turgen-Asy summer pasture zone). Using a multidisciplinary
approach (geomorphology, sedimentology, radiocarbon dating, phytolith, palynology,
poĴery analyses, zooarchaeology, …) she could demonstrate the extensive agro-pastoralist
land use of the region during the Iron Age, showing the function of the well irrigated
foothills as farming lands and inęrming the widespread thesis of an almost exclusively
pastoralist Saka society. [1, 2]
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More recently (from 2008 onward), a German team of researchers led by H. Parzinger
in cooperation with Z. Samashev (Inst. Archaeology, Kazakhstan) implemented the
interdisciplinary project “Archaeological and Geoarchaeological Investigations in
Southeastern Zhetysu, Kazakhstan”. The project focuses on the study of Saka burial grounds
making use of new archaeological methods (geophysical survey, remote sensing, GIS) but
is following the traditional framework of studying individual kurgan cemeteries without
correlating them with the hydrological basin and its ecological potential [3]. Actually paleo-
sedimentary studies have been implemented by M. BlдĴermann et alia [4] in order to detect
anthropogenic effects on the paleo-environment of the piedmont fans, but unfortunately
their results don’t have cultural signięcance. In fact, the process of erosion individuated in
Talgar and datable to the second part of the I millennium BC, can be hardly be incontestably
aĴributed to human action because typical of a rapid transition from an arid to a pluvial
phase (which is the case of the VII, IV and III centuries BC in the region).
In order to stimulate a concrete debate on these points, the present paper provides
some examples of geoarchaeological study of Saka monumental complexes (mainly made
of few seĴlements and hundreds of kurgans) in Semirechie during the Early Iron epoch
together with their ecological and socio-economical context.
In other words, the map of the Saka monuments is ploĴed on a series of thematic
maps concerning topography, hydrology, climate and snow cover, vegetation, economical
potential, etc. The correlation between cultural and natural elements is sorted out, suggesting
a human use of the territory by seasonal altitudinal transhumances and threefold residential
facilities along hydrological basins (in mountain plateaus, piedmonts and desert), which
points to a similar territorial integration of human clans and solidarity groups. In that way
every single Saka monument is interpreted within its ecological context
Paragraph 2 analyzes the seĴlement paĴerns in the Northern Tienshan piedmonts
and in the Chu-Ili mountains during the ęrst half of I millennium BC in correlation with
the paleoclimatic and paleo-environmental conditions of the region. Paragraph 3 studies
some exemplary Saka funerary complexes by hydrological basin (the Charyn and Chilik
valleys and the Besshatyr plain), in correlation with seĴlements, ecological facilities and
transhumance routes.
In that way is inferred a locational and praxeological model of the Saka use of
the Semirechie region. It is based on ‘handmade’ correlations but it could be quantięed
through the elaboration of formal spatial analyses.
2 – Iron Age paleo-environment and seĴlement paĴerns during the ęrst half of
I Millennium BC in Semirechie
The analyses exposed here below are the results of several years of researches on
pastoralist, agriculturalist and metallurgic habitats of South Kazakhstan by part of the
Laboratory of Geoarchaeology of Almaty [5].
The studied seĴlements concerned by this article are located in the following regions: 1-
Chu-Ili mountains (Tamgaly, Seryktas, Kuljabasy, Kindyktas, Khantau, Zhengeldy, Almaly);
2- Northern Zailiski Alatau (Butakty/Almaty, upper Turgen valley and Asy-plateau, upper
and lower Chilik valley, upper and lower Charyn valley); 3- Lower course of the Ili river
(Ili canyon, Kurty-Ili conĚuence, Bakanas delta); 4- Jungarian Alatau (Eshkiolmes/Koksu,
Tekeli/upper-Karatal, Muzbulak-Bayanzhurek-Tasbas-Kalakai/upper-Bien). (Fig. 01)
In most of these areas, all the elements of the cultural landscape (seĴlements, burials,
irrigation devices, workshops, megaliths, petroglyph etc) were investigated. Kurgan
complexes were systematically mapped and the most important among them (Burundai,
Issyk, Besshatyr, Zhuvan-tobe, Zhalauly) also documented by aerial photos.
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ʊɧʇɸʒɸ-ʂʞɮɯʃɸ ʂʌʇɧ ɳʞʃɯ ɶɧʂɧʃɧʍɸ ʂʞɮɯʃɸɯʊ
These archaeological studies were accompanied by paleoenvironmental researches
based on geomorphological and palynological analyses and carbon or EPR dating.
2.1 - Change of climate and of settlement patterns at the transition between
the Bronze and the Iron Age in Semirechie
Fluctuations of temperature (T) and precipitation (P) in Semirechie during the last
3200 years have been reconstructed on the basis of palynological analyses of samples
collected in the plain and in the mountain zone. The results show 2 remarkable facts.
On one side Semirechie presents climatic characters quite different from the ones of
global or even regional reconstructions to which usually refer archaeologists in search of
climatic forcing on cultural processes. Here the Ěuctuations of T and P generally happen
in opposite ways, manifesting as a succession of cold-wet and hot-dry phases. On the
other side the Semirechie territory itself must be parted in 2 different zones, plains and
mountains, characterized by climates different enough to favor different environmental
conditions and economical strategies.
The Ěuctuations of T and P in the plains are opposite of the ones of the mountain zone
between 3200 and 2000 BP; and the climatic trends of the two zones become analogous between
2000 and 200 BP. At the end of II° millennium BC, the plain zone is concerned by a hot-dry
climate, the mountain zone by a moderately cold and wet climate. Between 800 and 300
BC, the plain climate is quite unstable but in average cool-wet with remarkable increase of
dimension and productivity of the steppe zone; (more precisely, cold-wet peaks happened in
650, 350 and 200 BC, and a rare hot-wet peak in 500 BC); the mountain climate is persistently
cold-wet with snowy winters, shorter summertime and glacial advance [6]. (Fig. 02)
As a whole, the climatic reconstruction explains why in Semirechie, from the Late
Bronze to the Early Iron period, the best human habitats switched from the mountain
zone to the piedmont and steppe zone, together with a net increase of seĴlement numbers
and human mobility.
2.2 – Paleoenvironmental context and archaeological complexes in three main
residential zones of the Saka people of Northern Tienshan: mountain meadows
(Asy plateau), piedmonts (Talgar), deserts (Chu-Ili range)
Asy plateau. The Asy plateau, located at 2500-3000 m asl in the upper Turgen valley,
represents one of the richest mountain meadows of Northern Tienshan. During the Late
Bronze period the site represented a perennial habitat with a temperate microclimate,
capable of feeding and herd of 1000-2000 sheep and goats on the northern slopes by summer
and on the southern slopes by winter. At the transition between Late Bronze and Early Iron,
the plateau sees the abandonment of 3 large Late Bronze age seĴlements and a hiatus in the
execution of petroglyphs (which will restart only around the end of the I° millennium BC).
Only a wooded Saka dwelling and few stone houses are documented in 2 well sheltered
tributary valleys; plus 9 clusters of Saka kurgans on the plateau (of which the 2 located at its
western and eastern ends consist of royal kurgans) witnessing the persistence of a summer
pastoralist and metallurgic exploitation of the mountain zone [7]. (Fig. 03)
Talgar piedmont fan. The piedmont fan of the Talgar river valley, located between
700 and 900 m asl, is characterized by a shrub steppe landscape crossed by several streams
and constituting a very stable human habitat. The local seĴlement park rose from less
than 10 villages during the Late Bronze to more than 60 during the Early Iron period
(a density of 0.3 dwellings x km2), surrounded by more than 300 kurgans [2]. The site
has been interpreted as an important Early Iron mix-farming pastoralist habitat, located
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half way between summer (Asy) and winter camps (Pre-Ili) just 50 km afar. Late Medieval
documents quote the existence of an easy ford across the Ili in coincidence with the Talgar
delta (Fig. 06).
Western Kuljabasy range. The Western Kuljabasy range, located between 800 and
1200 m asl in the southern borders of the Chu-Ili mountains, is constituted by 14 parallel
valleys featuring a semidesert landscape. From the Late Bronze to the Saka period, the
local archaeological park rises from 6 villages and 6 related cemeteries to 10 villages and
114 kurgans. Saka villages are more or less located in each of the valleys; few kurgans are
aligned on the sides of all the valley mouths with 3 major concentrations in correspondence
of relevant landscape features (Valley 2, 5 and 8). The Early Iron use of this site has been
interpreted as a winter camp complementary to the summer pastures and copper mines
of the Kindyktas plateau located 30-40 km on the south, and aligned along the main west-
east piedmont road. [8] (Fig. 04)
3 - Correlation between hydrological basins, human habitats and funerary
complexes during the Early Iron epoch (Charyn, Chilik, Besshatyr)
In the middle valley of the Ili river (Semirechie) the complexes of Saka monuments
(villages, kurgans, petroglyphs) are located in 4 zones: alpine meadows, sub-alpine
steppe, piedmont fan steppe, desert.
Such zones are related to 4 different ecological functions, having all together a
complementary economical potential exploitable by seasonal pastoralist transhumances
with itineraries along the same hydrological basin. Alpine meadows provide summer
pastures, inhabited during 3-4 months; sub-alpine steppe with spring and autumn pastures
are transitional; piedmont fan steppe host the largest permanent agro-pastoral dwellings,
for elders, children cows and farming; desert plains free of snow cover provide winter
pastures, inhabited during 5-6 months. The Northern Tienshan range provides abundant
opportunities for summer camps, so that the dimensioning of the herds is regulated by
the economical potential of the much meager areas of the winter camps [9].
Monuments are mainly distributed by clusters along river courses: near springs, in
canyons, on piedmont fans, in desert deltas and lacustrine landscapes. Their concentration
along streams is not so surprising being that in South Kazakhstan riverine oases represent
one of the few possible habitats and by far the richest. What is remarkable is the fact
that Saka monuments show analogous distribution paĴerns and morphological features
by hydrological basin, supporting the hypothesis that hydrological basins constituted
ecological units under collective management by part of homogeneous local clans and
solidarity groups (tribes).
The monuments pertaining to the same hydrological basin constitute complementary
items of the same ecological seasonal strategies, which support the identięcation in the
N Tienshan region of some hydro-economical (ecological) units. The most important
among them are: the entire course of the Charyn and Chilik rivers; the Asy-Turgen-Issyk-
Talgar locales; of the Kastek pass and piedmonts and the Chu-Ili mountains; the areas of
Koksu-Saryozek-Besshatyr north of the Ili. (Fig. 05)
In other words, each of the Northern Tienshan river valleys represented the itinerary
of seasonal transhumances between summer pastures in mountain meadows around
river springs, and winter pastures in lowland deserts surrounding the river delta by part
of local specięc transhumant social groups. (Fig. 06)
Among all monuments, kurgans are particularly evident on the ground surface and their
spatial characters deserve the ęrst aĴention. Sequences of kurgan complexes along rivers are
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ʊɧʇɸʒɸ-ʂʞɮɯʃɸ ʂʌʇɧ ɳʞʃɯ ɶɧʂɧʃɧʍɸ ʂʞɮɯʃɸɯʊ
witness of transhumance routes under collective territorial management and of corresponding
cultural affiliations [10]. Anomalous concentrations point to locales of special economical and
social importance. Particular clusters or alignments are indicators of strict genealogical links.
Different sizes and forms point to a different chronology or to different identities or social
statuses within the same community or to the immigration of new clans. Very oĞen few Wusun
and Turkic kurgans are applied just below the end of Saka alignments.
Archaeological excavations will enrich with further entries and details our land-
exploitation model; and algorithms of spatial and statistical analysis will provide with
quantitative values this ęrst qualitative reconstruction.
Here below is brieĚy analyzed in detail the surface distribution of Saka kurgans
along 2 very signięcant river courses of Semirechie (Charyn and Chilik) and in a desert
environment north of the Ili (Besshatyr).
Charyn. The Charyn river runs for 300 km from the Ketmen mountains
(Northern Tienshan) to the Ili river and is clearly divided, from the hydrological
and ecological and cultural points of view, in 3 segments: the upper course flowing
at 2000-1800 m across a wide alluvial plain covered by mid-mountain steppe; the
middle course flowing inside a deep canyon cut in a desert depression between
1800 and 600 m asl; and the delta, merging with the desertic Ili valley.
Along the upper Charyn course (Kegen region), kurgans are built by tens and in
gigantic size in proximity of the river, and by hundreds in mountain meadows on the
right and leĞ sides of the valley (Shybyshy, Sholtokshi). Along the canyon, in coincidence
with its two segments presenting a wide alluvial plain (Aktogay and Sarytogay), Early
Iron villages are built on river terraces as well as on depressions of the right ridge, and an
almost uninterrupted sequence of thousands of kurgans is aligned on the edge of the right
and leĞ ridges. Kurgans are rare in the Charyn delta, where instead abundant are surface
deposits of Early Iron painted ceramics and slag, possibly related with communities of
farmers and metallurgists having eastern origin and different burial practices.
The monumental park described above allows aĴributing the kurgan constructions
to pastoralist communities wandering between the upper and middle course of the river:
mountain meadows of the upper course provided summer pastures; the microclimate of
the canyon provided opportune areas for winter camps and presents the largest number of
funerary mounds of different styles and phases. Instead, farming and metallurgic groups
used the ecological habitats of the delta in economical complementarity and symbiosis
with the Saka stockbreeding communities of the upper valley.
The detailed analysis of spatial paĴerns and morphology of the kurgan complexes
would provide further information about chronological phases, social groups and possible
interactions with neighbor valleys. [11] (Fig. 07)
Chilik. The course of the Chilik river runs for around 200 km from the highest peaks
of Northern Tienshan to the Ili river and is composed of 3 main segments. The upper course
Ěows into a deep alpine valley for 100 km, which presents excellent summer meadows and
rich ore deposits, and is literally covered by kurgans of different dimensions, surrounded
by steles and stone alignments. The mid-course develops between 2000 and 1000 m asl
across a mid and low mountain zone were Early Iron villages, stone enclosures and few
clusters of small kurgans have been documented. At the exit of the mountain the river
delta starts, moistening a wide proluvial fan and alluvial plain: here hundreds of kurgans,
sometimes of extreme proportions (100 m in diameter and 20 m in height), are aligned by
clusters: they are aligned by tens longitudinally along positive forms of the immediate
piedmonts; and by thousands latitudinally along the dry lower reaches of the eastern part
of the delta (actually a terrace of the Ili Ěoodplain) facing a sequence of water resurgences.
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What is interesting is that kurgan complexes, absent in the sandy marshes of the lowest
delta, appear again on the opposite side of the Ili river, in Besshatyr, a rich winter camp that
possibly the Charyn region shares with another hydro-economical region (Bije-Saryozek).
According to late medieval historical accounts, there was an easy ford across the Ili located
half way between the Chilik and Charyn deltas constituting, together with the Talgar ford,
one of the main connections between the north and south of the Ili basin [12].
Besshatyr. The desertic Besshatyr plain is the center of a wide rich winter camp
sheltered from the north by the Cholak low mountains. The rich economical opportunities
made of the area the winter camp of several hydro-economical units south and north of
the Ili river.
Here is located a cluster of 34 most impressive royal kurgans surrounded by
several groups of tall steles and interconnected by stone alignments, constituting a very
impressive system that can be suspected as the central funerary complex of a very wide
territory: the Chilik valley; the other smaller parallel N-Tienshan streams west of Chilik
(Turgen, Issyk, Talgar, which already share with Chilik the same summer pastures); and
of the Bije-Saryozek region, of which the summer pastures are located in the western
spurs of the Jungarian Alatau. In fact, all the arid terraces of the right bank of the Ili river,
developing for 50 km east and west of the Besshatyr site, are uninterruptedly covered by
different clusters of hundreds of kurgans of medium and liĴle size.
By its impressive dimensions and the multifunctional location of the area, the
Besshatyr cemetery can be suspected as a locale endowed of high political importance.
He played as a kind of funeral throne spoĴing from the collective winter camp the entire
mountain and pre-mountain habitats spoken above, suggesting the presence, during
the V-IV centuries BC in Semirechie, of a large tribal confederation responsible of the
management of the entire middle valley of the Ili river. (Fig. 08)
3 - Conclusions
On the basis of these case-studies, the following considerations can be advanced
concerning the role of landscapes in structuring the Iron Age agro-pastoralist societies of
South Kazakhstan.
● On the Kazakhstan territories, the main character of the transition from Bronze
Age to Early Iron societies is the huge and sudden increase of the size of the land under
exploitation.
● Such a tendency, blessed by the establishment of a profitable cool-wet climatic
phase, is interrelated with the development of other factors like steppe productivity,
demographic levels, settlement park, pastoralist techniques and mobility, farming,
territorial management by social integration and centralized military power. It is also
correlated with the appearance of cultural expressions of which the main character is
a new conception of landscape, space, time and ancestry.
● The intensive land exploitation of a region is a main socializing factor, so that the
study and typology of hydro-economical units and the ęxation of their territorial borders
must precede any tentative political or ethnic aĴribution of its inhabitants. For example, the
whole Chilik river valley during the Early Iron age must be approached as a huge “ranch”
of which the full exploitation required a complex management by pastoralist technologies,
physical displacements, residential structures and specięc social relations and rituals.
● In order to understand the locational factors of the biggest and richest Early Iron
monumental complexes of Semirechie it is necessary to analyze the spatial organization
and ecological potential of the corresponding hydro-economical unit and of its 3 residential
axes (permanent dwelling, summer camp, winter camp). So, the explanation of the
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